CTA UPDATE – Fifth Circuit Lifts Nationwide Preliminary Injunction – FinCEN Extends Filing Deadlines
On December 23, 2024, the Fifth Circuit Court of Appeals lifted the District Court’s nationwide preliminary injunction against enforcement of the…
The Critical Role of Quality of Earnings in Successful Transactions
Financial due diligence is an essential component of every successful M&A transaction. Among the various components of a quality due diligence…
Form PF Amendments: Enhance Risk Monitoring for Private Fund Advisers
Earlier this year, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) adopted important amendments to…
U.S. Fifth Circuit Court of Appeals Vacates SEC Private Funds Rule
On June 5, 2024, the U.S Court of Appeals for the Fifth Circuit fully vacated a rule adopted by the U.S Securities and Exchange Commission (SEC) aimed at…
New Private Fund Adviser Rules to Have Significant Impact
The Securities and Exchange Commission (SEC) adopted new rules and amendments under the Investment Advisers Act of 1940 (Advisers Act) to enhance the regulation of…